RED FLAG COMPLIANCE OPTIONS ...

A). COMPULSORY COMPLIANCE OFFICER SERVICE
    
1) Initial on-site training of FSP, representative/s and back office personnel
2) Regular feed-back on industry issues; legislative changes; FAIS Ombud determinations; and tax amendments
3) Four site visits to audit records, issue quarterly reports and completion of Annual Report

B). COMPLIANCE SUPPORT SERVICE

1) Initial on-site training of FSP, representative/s and back office personnel
2) Regular feed-back on industry issues; legislative changes; FAIS Ombud determinations; and tax amendments
3)Two site visits to randomly audit records and assistance with completion of Annual Report

C). COMPLIANCE PACKAGE LEASE

1) Initial on-site training of FSP, representative/s and back office personnel
2) Regular feed-back on industry issues; legislative changes; FAIS Ombud determinations; and tax amendments
3) Where a FSP has an internal compliance officer, a tailor-made Red Flag compliance package can be leased to assist the said compliance officer to implement a FAIS/FICA compliant compliance system.

COST

RED FLAG COST IS DETERMINED BY …..

1) Number of key individuals and representatives
2) Number of off-site offices
3) Whether Life, Short-Term or Retail
4) Free quotations after establishing foregoing

JOIN RED FLAG & YOU GET …

1) RED FLAG Back Office Grid
2) FAIS, FICA, Tax Updates
3) RED FLAG Compliance Templates
4) RED FLAG COMPLIANCE OFFICER/COMPLIANCE PROCESS

THE NEXT STEP ……

COMPLIANCE IS NOT YOUR CORE BUSINESS .. MAKING MONEY IS!!
SIGN UP FOR RED FLAG COMPLIANCE NOW!!

Compliance officer services provided by:


Gideon J Robbertse Inc
Commercial & Tax Attorneys

Approved compliance practice.

Complaints legal assistance
The above legal firm also offers legal assistance with cases of serious complaints submitted by clients against FSP’s with the FAIS Ombud or the FSB.
Fees are agreed on each case.